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An ISO surveillance audit is conducted in years one and two after the initial certification, and additionally in years one and following every recertification audit. ISO certification is applicable for 3 years and then the organization desires to be recertified. The surveillance audit enables an organization to get prepared for the recertification process.

One of the central fundamentals of the ISO technique is nonstop change. One way of confirming that companies are following the ISO guidelines set out by the certification is through yearly observation reviews.

To ensure that all their individual business units comply with ISO, larger organizations may need to conduct their initial ISO audit in multiple stages.

Surveillance audits will always cover specific areas that pertain to certification audits, like ISO 9001, which is an international standard that specifies requirements for quality management systems.